CONTACT

 

Contact

Have a question about a post, a topic you'd like covered, or a compliance need at your business? Email info@roiinnovations.com and I'll get back to you, usually within one business day.

Good reasons to reach out:

  • You're not sure whether a rule like the FTC Safeguards Rule applies to your business
  • You need a Qualified Individual, a risk assessment, or a written information security program
  • You want security awareness training for your staff
  • You have a topic suggestion or a correction for a post

Please don't send sensitive information by email.

For more about our services, visit roiinnovations.com.

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FTC Safeguards Rule Explained in Plain English

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The FTC Safeguards Rule sounds like something only lawyers and compliance teams should read. It isn't. If your business handles certain kinds of financial information, this rule likely requires you to build and maintain a written security program, and it spells out specific protections that program must include. That doesn't mean every business needs a cybersecurity department. It does mean the FTC expects covered businesses to understand their risks, put required protections in place, and be able to show their work. This post explains the rule in plain English. It's general information, not legal advice. What the Safeguards Rule is really about The Safeguards Rule comes from the Gramm-Leach-Bliley Act (GLBA), the federal law on how financial institutions protect consumers' financial information. The Federal Trade Commission enforces the rule for non-bank financial institutions. Banks, credit unions, and insurance companies fall under other regulators. Plain-English ver...
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Fast, Low-Cost Compliance Moves That Make an Immediate Impact

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